Regulation of Securities: SEC Answer Book

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Price Per Unit:

$235

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ISBN:

9780735542013

Page Count:

1,198 pages

Format:

Looseleaf

More Info: 888-224-7377
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Regulation of Securities: SEC Answer Book, Third Edition is a practical guide to understanding and complying with the day-to-day requirements of the federal securities laws that affect all public companies.

Using a question-and-answer format similar to that which the SEC has embraced, this guide provides clear, concise and understandable answers to the most frequently asked securities compliance questions, and easy access to the principal statutes, regulations, judicial decisions, and forms. The book is an excellent core holding for any securities or corporate governance library, and is especially valuable for corporate compliance personnel, officers and directors, in-house and outside legal counsel, public accountants, large shareholders, and others requiring a practical familiarity with key SEC requirements.

This thoroughly new edition contains approximately 1200 pages, organized in 17 chapters. Annual supplements keep the book current in this rapidly evolving field. Read the highlights from the latest supplement and see how the SEC Answer Book, Third Edition can help you.

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SEC Official Reviews Compensation Disclosure Expectations

SEC Deputy Director Shelley Parratt urged companies not to wait for staff comments to improve their compensation discussion and analysis ("CD&A"). After three years of comments on how to improve their disclosure, Parratt said companies now should be prepared to amend their filings if they do not materially comply with the rules.