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Regulation of Securities: SEC Answer Book by Steven Mark Levy |
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Media:Price Per Unit:
$235
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ISBN:9780735542013 Page Count:1,198 pages Format:Looseleaf More Info: 888-224-7377 |
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InternetRegulation of Securities: SEC Answer Book, Third Edition is a practical guide to understanding and complying with the day-to-day requirements of the federal securities laws that affect all public companies.
Using a question-and-answer format similar to that which the SEC has embraced, this guide provides clear, concise and understandable answers to the most frequently asked securities compliance questions, and easy access to the principal statutes, regulations, judicial decisions, and forms. The book is an excellent core holding for any securities or corporate governance library, and is especially valuable for corporate compliance personnel, officers and directors, in-house and outside legal counsel, public accountants, large shareholders, and others requiring a practical familiarity with key SEC requirements.
This thoroughly new edition contains approximately 1200 pages, organized in 17 chapters. Annual supplements keep the book current in this rapidly evolving field. Read the highlights from the latest supplement and see how the SEC Answer Book, Third Edition can help you.
In Focus
Text Messages Sent to Cell Phone Could Violate TCPA
A telemarketer could have violated the Telephone Consumer Protection Act's prohibition on using automatic dialing devices to make calls to wireless devices by sending "short message service" (SMS) text messages to an individual, the federal district court in Chicago has determined.
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